Quality assurance procedures: Section N

Section N: Collaborative Provision

 

N1. Introduction

Courses leading to the University’s awards may be devised and delivered in collaboration with another institution.  Alternatively, arrangements may be made under which a course already approved by the University is delivered either partly or wholly by another institution.

The University adopts a risk-based approach to the development of Collaborative Provision (CP). The University must maintain the standard and quality of its awards.  The University will retain control of the arrangements for validation, approval and evaluation of the course and for the assessment of students and requires that the delivery environment is appropriate to higher education.

The University must assure itself that any new CP arrangement is both viable, fits with the strategic direction of the University and will not cause harm to its reputation. With the exception of the consortium, initial proposals will be considered by Enterprise and Collaborative Provision Strategy Group (ECPSG) to assess ethical and financial viability, and if approved, the proposal will progress to SCCP for consideration of the QA and validation processes.

 

N2. General considerations

This section describes the processes and procedures involved in the validation of CP for the delivery of University credit by an approved partner institution under the categories of CP contained within section 2 (below). Guidance in relation to work-based learning, placements, and study abroad arrangements will be as defined in the Managed Work Placement guidance document.

CP arrangements may need to reflect a diversity of local circumstances and must establish a framework of principles and procedures which define and protect the interests of the institutions involved. Such procedures are the principal means by which the University can assure the quality of the courses delivered by external institutions on its behalf and the learning experience of University students studying these courses.

To ensure the integrity of CP agreements the partner institutions must maintain procedures for quality assurance and control, identifying appropriate channels of communication, authority, accountability, and executive action.

All CP arrangements with other institutions will be the subject of a formal agreement.

Onward or subsequent contracting of any University award to a third party (sometimes referred to as serial franchising) is not permitted.

In the case of Degree Apprenticeships only, where specialist skill or knowledge does not exist within the University, but this knowledge is required for Apprentices to succeed on the course (such as functional skills provision), the University uses subcontractors. The existing CP approvals process is used for selecting and approving subcontractors.

All marketing and publicity information produced by the partner about the collaboration must be approved by the University in advance of publication.

 

N3. Categories of collaborative provision

The University operates the following categories of collaborative provision:

Franchise

A franchise describes the arrangement whereby the whole, part of (for example one year of a two year course), or discrete parts (such as individual modules) of a course are delivered in an institution other than the University by academic staff not employed by the University.

 

Designed and delivered

Designed and delivered describes the arrangement whereby a programme of study is developed by an external institution and presented for validation by the University as an award of the University. Once validated, the delivery of the award is undertaken by the external institution.

 

Off-campus delivery of University provision led by University staff (ODUPLUS)

This describes an arrangement whereby a course validated by the University and taught by University staff is delivered at an off-campus location. It is the role of the partner institution to support student learning through provision of an appropriate range of learning resources, including library and computing facilities, and administrative, promotional and marketing services.  The proportion of teaching by University staff must constitute at least one third of the total taught delivery for each module. All learning materials must be produced by the University of Huddersfield.

 

Flying faculty

This describes an arrangement where a course validated by the University is taught and supported wholly by University staff but is delivered at an off-campus location. The partner will not be involved in the support of student learning or its administration. Normally these courses are associated with the partner’s CPD processes. Flying Faculty may be deemed to be lower risk provision if the course is a closed course (i.e. it is not available for open recruitment beyond students from a particular known partner) and is a once-only delivery.

 

Cotutelle (Single Award)

An agreement on joint supervision at doctoral degree level, leading to a single award from the University.

 

Cotutelle (Dual Award)

An agreement on joint supervision at doctoral degree level, leading to an award being issued from each University involved in the supervision.

 

Joint awards

A joint award is a single course devised and delivered jointly between two or more institutions and leading to the conferment of a single award in the name of all partners. Arrangements for the validation of joint awards are detailed separately in this Handbook.

 

Articulation

An articulation arrangement describes the situation whereby the University and an external institution enter into a formal joint agreement to confirm that the learning outcomes and standards required for the award of University credit can be satisfactorily demonstrated through successful completion of the external institution’s own award or credit. Such an agreement would allow entry to an identified University award with advanced standing. Arrangements for the validation of articulation arrangements are detailed separately in this Handbook.

 

Dual Awards

The University may collaborate with another higher education institution in devising a course of studies leading to an award from each institution.  The arrangements for the validation and evaluation of such courses will be subject to the approval of the Senate and must be designed to safeguard the standards of the University’s awards.

 

N4. Administrative procedures for the validation of collaborative provision activity

Registry will clarify which elements require completion depending on the type of proposal and whether a link exists with the proposed partner. Registry will confirm which level of business case is needed.

 

N5. Indicative approval

The initiative to enter into a collaborative arrangement with another institution is taken by the School owning the course. The proposed financial and resource arrangements must be approved by the Dean of the School. Curriculum or academic matters in relation to collaborative provision must be approved by Tier 1 Panel (where separately constituted). Where the course includes modules delivered by another School on a servicing basis, the prior written agreement of that School must also be obtained.

The proposal must receive written confirmation from the Deputy Vice-Chancellor and Pro Vice-Chancellor (Teaching and Learning) in order to draft a business case.

 

N6. Business case

There are two forms of Business Case Templates based on the level of perceived risk. At the point of indicative approval, the DVC/PVC (T&L) will confirm which Business Case Template should be submitted.

The School will submit the business case template to the University’s Standing Committee for Collaborative Provision (SCCP) giving a brief description of the nature of and rationale for the proposal, detailing the general proposals for its costing and resourcing, including the costs of validation and revalidation in addition to any standard annual costs that may apply. Where the University has no existing links with an external institution, the business case should include explicit references to the institution’s mission, existing provision and strategic aims.

A financial statement agreed by Financial Services indicating the costs/charges to be borne by each partner must be included.

Normally the Business Case must be supported by signed statements from the Pro Vice-Chancellor (Teaching and Learning), the Director of Registry, the Director of Finance and, where the external institution is overseas, the International Office.

For overseas institutions, any local or in-country government approvals must be identified as part of the Business Case presentation with an indication of likely timescales and processes. This must be presented as part of the validation report received by SCCP.

The University reserves the right to require a visit by a representative of its Computing and Library Services at any point if deemed necessary.

 

N7. Institutional approval

Where the University has no previous relationship with the proposed partner institution, an Institutional Approval event shall be organised to establish that the educational objectives and methods of the proposed partner are compatible with the University’s strategy and objectives.

Information in support of Institutional Approval should refer to the following, paying particular attention to strategy and management. Include any particular strengths of the partner institution which do not fall into the categories below:

  • general introduction to the partner institution,
  • the institutional setting, namely range of provision, size, and management structure, and if overseas, its position within the local higher education system,
  • history of relationship with the University (if any) and/or other experience of HE provision,
  • organisation and management of the partner institution,
  • approaches to academic management and development,
  • teaching, learning and assessment strategies,
  • procedures for resource allocation and monitoring,
  • management of standards,
  • quality assurance processes,
  • approaches to quality

The documentation should include copies of relevant internal policies, procedures and plans.

The proposed arrangements will normally be scrutinised by means of an approval event at the institution concerned, which will be organised by Registry. The process of approval must include consideration of the facilities and resources which will be accessed by the proposed collaboration.

The approval process is undertaken by the Pro Vice-Chancellor (Teaching and Learning) (or nominee) and the Director of Registry (or nominee). The SCCP has the authority to request additional members (such as a representative of Computing and Library Services) as necessary.

The Director of Registry or nominee will prepare a report on the event for approval at SCCP. The report will indicate whether or not the approval is to be supported, any recommendations to be considered in the development of the relationship and any specific issues to be addressed by subsequent course validations.

Institutional Approval will usually be a separate event completed in advance of any course validation. In exceptional circumstances, it may be the first part of a combined event looking at both Institutional Approval and course validation. This largely (but not exclusively) depends on the scale of collaboration with the partner institution and the logistics of organisation. Where a joint event is arranged, the documentation for Institutional Approval and course validation may be submitted as a joint document.

Institutional Approval is normally granted for a period of five years.

Institutional Re-approval will normally follow the process set out for Institutional Approval, unless otherwise agreed by the Pro-Vice Chancellor for Teaching and Learning.

 

N8. Course validation documentation

This is to allow the validation panel to establish whether the proposed course is of an appropriate standard for the award of the University to which it is intended to lead.

The programme of study must be a validated course of the University. For courses proposed for franchised and ODUPLUS delivery, it is likely that this exercise will already have been undertaken to allow delivery of the course at the University. A validation exercise will have considered and approved the academic standards and structure of the course. Where this has happened, the documentation submitted as part of the validation process shall include the validated programme specification and module documentation.

Where course validation has not been previously addressed and confirmed (for example, in the case of a Designed and Delivered proposal), the approval event shall include the submission of the programme specification document and related appendices (as outlined in section B of this Handbook) by the partner institution.

Where the proposed collaborative provision includes modules delivered by another School or deemed to be part of a subject area owned by another School, the agreement of that School must also be obtained.

 

N9. Rationale document

The validation event shall include consideration of documentation and discussion to indicate that the:

  • Requisite teaching experience and expertise is available.
  • Physical resources are appropriate and sufficient for the anticipated number of students.
  • Support services are able to meet the needs of the course.
  • Learning opportunities offered to students and the environment in which the course is delivered is appropriate to HE

The external institution or (in the case of ODUPLUS) the team seeking the collaboration must prepare a written submission providing information under the following headings:

  • The institutional setting name range of provision, size, and management structure, and if overseas, its position within the local higher education
  • The history of the relationship with the University (if any) and/or other experience of HE provision.
  • The rationale for the
  • The anticipated demand for the
  • Statements on resources available for the course, both human and physical (including curricula vitae of the programme team, indicating research interests and professional development activities relevant to the course).
  • Proposals for delivery of the course including student support
  • Procedures for the management of the course and details of the quality assurance interface with the University (at the School and University level) including external examining arrangements, annual evaluation and revalidation.
  • Other information relevant to the provision.

N10. Delivery Mechanism

 

The validation of previously approved courses already being delivered at the University will have been completed on the basis of a stated delivery mechanism - usually a weekly class contact. Explicit approval is required for the delivery of a previously validated course in a format other than the one described at validation.

 

The School seeking validation for the delivery of a course overseas must prepare documentation to support an alternative delivery mechanism as follows:

 

  • Appropriateness of course for the proposed method of
  • Details of the delivery at the University (if delivered at the University).
  • Details and breakdown of the delivery at the host institution, including details of the proposed pattern of
  • Details of staff allocation to modules and tutorial support (both University and partner staff as relevant).
  • Key features of the validated
  • Any changes required to accommodate the local
  • Signed statement from the Director of Computing and Library Services to confirm that any demand on this Service has been fully costed and
  • Mechanisms for communication, student support (including pastoral care) and administrative

 

N11. Staff involved in academic support, course delivery and summative assessment

Collaborative proposals may include an element of support from academic staff who are not employed by the University. Explicit approval is required for all staff involved in the delivery, support or assessment of the proposed provision who are not employed by the University.

Documentation to support the inclusion of non-University staff in the delivery, support or assessment of provision must be submitted as part of the validation event and shall include the CVs of the proposed team, indicating research interests and professional development activities relevant to the course. The documentation shall clarify the roles and responsibilities of all staff from the partner institution involved in the course including administrative and pastoral functions.

The CVs of staff not employed by the University who are subsequently appointed to the delivery team shall be approved by the School via a Tier 1 Panel before they participate in the course.

 

N12. Location and premises of delivery

The location and premises for the delivery of courses have to be explicitly confirmed as appropriate for the operation of HE provision.

Documentation describing the physical environment and resources available for learning shall be submitted as part of the validation event and include details of any specialised facilities or equipment.

A tour of the facilities available to the course and the students shall be included as part of the panel’s validation schedule. Where this is not possible as part of the event, a member of the panel or nominated member of the university must visit the location and prepare a report for the consideration of SCCP in advance of delivery commencing.

Where a change of location or premises occurs following the completion of an event, the Designated Academic Liaison Officer (DALO) must undertake a site visit and submit a separate report and recommendation regarding the continuation of the collaboration to the SCCP.

 

N13. Collaborative provision validation event

The proposed arrangements will be scrutinised by means of a validation event conducted either virtually or at the institution concerned, which will be organised by Registry in consultation with the School. If the delivery of the course is proposed at a multi-campus institution, the process of validation must include a full evaluation of each campus where the course will be offered.

The validation panel will discuss the submission with representatives of the institution, including the senior management and key members of the proposed teaching team. No more than one member of staff from the University should be present in support of the local teaching team (normally the University’s DALO). The panel must be shown the physical and learning resources used by the course. Where possible the panel should meet potential students or students from existing related programmes already in operation at the institution.

The membership of the validation panel must include:

  • a representative of the University’s Teaching and Learning Committee who will act as chair of the event and who will not be drawn from the proposing School,
  • one or more academic subject specialists,
  • a representative of Computing and Library Services (Computing and Library Service reserve the right to request one of the academic subject specialists to act on behalf of the Service),
  • at least one member who is an external subject specialist. CVs for the proposed external panel member(s) must be approved on behalf of the Pro Vice- Chancellor (Teaching and Learning) in advance of a formal invitation being extended,
  • the Director of Registry or nominee

Panel members shall be provided with, and will be expected to familiarise themselves with:

  • the Handbook for Quality Assurance Procedures for Taught Courses and Research Awards,
  • the proposed or validated programme and module documentation,
  • the rationale document outlining the specifics of the proposed collaboration,
  • the report of any previous stage of the validation process (such as the Institutional Approval report),
  • the report of any other previous event relevant to the course(s) or modules,
  • the draft programme and administrative arrangements,
  • any other relevant documentation that has been

Normally the validation event will be held virtually but, in some circumstances, it may be necessary for some panel members to attend the institution concerned.

Panels are encouraged to identify strengths as well as weaknesses in the course(s) and modules under consideration.

While oral reports on events may be made by the chair of a panel to representatives present at an event, the definitive report is as presented to the University’s SCCP.

The Director of Registry or nominee will prepare a report on the event for submission for approval by the SCCP. The report must indicate the nature of the discussions and the views of the panel on issues relating to the proposal. Where the panel stipulates conditions which must be complied with and/or recommendations which must be carefully considered, these must be clearly defined in the report.

 

N14. Contract of collaboration and financial schedule

Once a collaborative proposal has been approved, the Director of Registry or nominee will prepare a Contract of Collaboration detailing the academic and administrative arrangements for the course.

The Contract of Collaboration will be signed by the Pro Vice-Chancellor (Teaching and Learning) and the Principal (or equivalent) of the external institution. The original documents will be held by Registry. The Contract of Collaboration will be valid for the period of validation only and will be re-issued at each re-validation point.

The financial arrangements will be the subject of a formal financial schedule as an appendix to the Contract of Collaboration, an annual agreement between the School and the collaborating institution, and a copy will be lodged with Finance.  The financial schedule must be approved by the Director of Finance (or nominee) before being issued.

 

N15. Financial arrangements

The financial arrangements for each collaborative activity are negotiated between the School and the external institution, although the School must consult with the Director of Finance to ensure that the proposed arrangements are acceptable to the University. The financial arrangements must cover academic teaching staff costs and professional services costs as well as other considerations such as travel arrangements where applicable.

The cost of the validation is borne by the collaborating institution and the current scale of charges can be obtained from Registry. Financial Services are responsible for the collection of the validation fee and its disbursement as appropriate, and all incidental expenses.

 

N16. Annual evaluation

Evaluation reports on collaborative courses will be prepared by the collaborating institution and will normally be submitted to the University via its Annual Evaluation System for inclusion in the Annual Evaluation process. For ODUPLUS courses, it is likely that the majority, if not all, of the report will be written by the University-based team. The Dean of the School (or nominee) will ensure that a copy of the report is submitted to the Director of Registry or nominee.

 

N17. Contents of annual evaluation reports

A report including information as specified in Section M.2 of the University’s Quality Assurance Procedures for Taught Courses and Research Awards should be produced for each course. A report written by the University’s DALO must be appended, detailing:

 

  • the number of visits undertaken by staff at the University to the partner institution in the period covered by the report,
  • the number of visits undertaken by staff at the partner institution to the University in the period covered by the report,
  • the nature of contact between the two institutions,
  • a summary of any issues raised and dealt with – or any issues that remain outstanding,
  • confirmation that all publicity has been seen and approved,
  • a critical evaluation of the activities that formed part of the annual evaluation

 

N18. Monitoring visits

A DALO will visit the external institution at least once a year until the first cohort has graduated and at least every two years thereafter.

 

N19. Mid-term review

Mid-term review is the mechanism through which the University reviews the compliance of an individual collaborative arrangement with the requirements of the quality assurance framework. The SCCP is responsible for ensuring that that each collaborative arrangement is normally subject to a mid-term review in the third year of the five-year approval period.

 

Mid-term review process

Mid-term review will be undertaken via an event at the University, which will be organised by Registry and undertaken by a representative of the SCCP and a member(s) of Registry. The event will examine the standard documentation which supports the quality assurance framework - such as:

  • records of Student Panel meetings,
  • Course Committee minutes,
  • external examiner reports and responses,
  • annual evaluation reports,
  • approval of additional staff from the partner institution teaching on the provision,
  • minutes of DALO visits,
  • Annual Executive

A member of Registry will prepare a report on the event first forwarding any issues to be resolved by academic staff and submitting the report and response. The report will be submitted to the School for comment and the both the report and the School’s commentary will be submitted for approval by the SCCP.

 

N20. Collaborative revalidation

Revalidation is the mechanism through which the Senate reviews and assesses the quality of its academic provision and, as part of this, the revalidation event will consider the appropriateness and achievement of the general and specific aims and the objectives of the course. The University’s Teaching and Learning Committee is responsible for ensuring that each collaborative arrangement normally is subject to revalidation at least once every five years.

 

Collaborative revalidation process

Revalidation will normally be undertaken via a virtual event, which will be organised by Registry and will mirror the procedures, panel membership, documentation and the issues identified for initial approval with the additional requirement that a critical appraisal will be submitted by the delivery team analysing the performance of the course and the experience of the students in the validation period. The programme specification and module specification documents should also be reproduced - with proposed changes or additions highlighted where these documents are written by the partner institution.

As part of the revalidation event the panel shall meet students currently registered on the course or recently graduated from it. This should usually take place ahead of the revalidation in order for the panel to consider the student comments as part of the revalidation.

Normally the revalidation event will be held virtually but in some cases panel members may be required to visit the institution. This will be discussed as part of the planning meeting.

The Director of Registry or nominee will prepare a report on the event. The report will be submitted for approval by the SCCP.

 

N21. Termination of agreement

Decisions to terminate agreements may be initiated either by the Pro Vice-Chancellor (Teaching and Learning), as a result of strategic decisions about the future of the collaborative provision or as a result of concerns expressed about its operation, or by the Dean of the School identified as having responsibility for the course in the Contract of Collaboration in consultation with the Pro Vice Chancellor (Teaching and Learning).

A decision to terminate must be approved by either the Pro Vice-Chancellor (Teaching and Learning) or the Deputy Vice-Chancellor in consultation with SCCP.

An exit strategy outlining arrangements for the support of students who have yet to complete an award will be submitted to the SCCP for approval and subsequent monitoring.